FINRA

Expert Witness Consulting Services Affiliate Neal Shikes of the TrustedFiduciary.com was recently quoted in PLANSPONSOR about Annuities in relation to passage of the SECURE Act. He points out that under the SECURE Act, annuity offerings to retirement plan participants will have the oversight of the…

Expert Witness Consulting Services Affiliate Neal Shikes of the TrustedFiduciary.com recently wrote an article for PlanSponsor regarding the latest ERISA claims in the Cassell v. Vanderbilt University lawsuit. Neal reports that, “Most of the coverage on Employee Retirement Income Security Act (ERISA) class actions has…

Much has been written about Regulation Best Interest and the updates associated with it. It seemed like a lot to digest so it didn’t seem like waiting for the “dust to settle” was a bad idea. However, the dust did not settle. Many states are…